Our Team
Who We Are
“Teamwork is the ability to work together toward a common vision. The ability to direct individual accomplishments toward organizational objectives. It is the fuel that allows common people to attain uncommon results.”
The Patrick Capital Markets’ Story
Executing the possibilities.
Much of we do at Patrick Capital Markets is different than what you’ll find at a typical broker-dealer. Our people are different. We’re a strong team with impressive and diverse backgrounds who tackles capital projects from all angles. Our firm is “right-sized.” We are large enough to optimally service clients but small enough to adjust on the fly. Unlike many other broker-dealers, we are willing to consider deals that range in size and scope, and we are adept at meeting tight timeframes.
Our projects are born from our passion to ensure that the signature of Patrick Capital Markets is excellence. That means our diligence is thorough, our investor experience is designed thoughtfully and we drive to closing with efficiency.
Patrick Capital Markets’ skilled team is at-the-ready, prepared to navigate the deal process and bring alternative investment products to market. Because we are highly specialized with decades of experience, we see a transaction three-dimensionally – tackling multiple steps in the process at once. For our sponsor-clients, that means the ability to anticipate challenges before they occur. For our reps, it ensures flexibility and speed.
In the end, the team at Patrick Capital Markets makes a range of deals a reality by living up to its tagline every day – Executing the possibilities.
Meet
The Team
Jarad Mitchell
Jarad Mitchell
Jarad has more than 15 years of financial services experience, including broker-dealer operations, client services, relationship management, with a focus on complex securities, including options and alternative investments. His background in expanding client service models, growing market share, and enhancing technology platforms, gives unique perspective to his current role at the firm. Jarad earned a BS in Finance from Southern Illinois University and holds Series 7, 24, 63 and 65 licenses.
Kurt Palos
Kurt Palos
His extensive experience and work ethic has been an invaluable asset since joining Patrick Capital Markets in 2012. Kurt earned a B.S. in Marketing Management from Southeastern Missouri State University and holds Series 7, 66 and 24 licenses.
David E. Bishop
David E. Bishop
Michelle Drumm
Michelle Drumm
She has been in the financial services industry since 2004, with a focus on client services. Prior to joining Patrick Capital, Michelle was in the IRA Department at Scottrade and with Scottrade Advisor Services, where she gained experience working with registered investment advisors and their clients. Michelle holds a B.A. from the University of Missouri – St. Louis.
Richard A. Willson
Richard A. Willson
For the past 25 years Rick has worked in the Information Technology field on all levels of planning, implementation and end-user support; he has served as Vice President, President and Owner of several information technology consulting groups that specialize in process-planning and infrastructure support for small to medium sized businesses. Rick earned a B.S. degree in Management of Information Systems from Maryville University in St. Louis, Missouri.
Mark Thompson
Mark Thompson
Mark has extensive experience in asset management, securities transactions, securities compliance, and managed portfolios. He is a graduate of the University of Missouri, at St. Louis, receiving a bachelor’s degree in Business Administration; he served in the United States Air Force for four years. Mark holds his Series 4, 7, 24, 53, 65, 79 and 99 licenses.
Brian Clark
Brian Clark
Sarina A. Strack
Sarina A. Strack
Previously, Sarina worked in the banking industry in various capacities, including management roles in most areas of back-office operations, regulatory compliance, internal audit, enterprise risk management, vendor management, corporate training and volunteer initiatives. Sarina also served as Community Reinvestment Act (CRA) Officer, as a board member of the Metropolitan St. Louis CRA Association, is a former co-chair of Money Smart Week – St. Louis Metro and served a three-year term on the Federal Reserve Bank of St. Louis’ Community Development Advisory Council. Sarina dedicates significant time to civic and local charitable organizations, and she currently serves on the board of directors of Junior Achievement of Greater St. Louis and the board of directors of the St. Louis Tax Assistance Program.
Sarina earned her degree in Mathematics from Saint Louis University and later studied accounting at the University of Missouri – St. Louis, and holds Series 7, 63 and 24 licenses.
Briana Cayson-Roth
Briana Cayson-Roth
Briana began her career in finance as in intern at Stifel Financial Corp, later transitioning into a full-time team member, while finishing her degree in applied mathematics at Southern Illinois University - Edwardsville. During her time at Stifel, she gained experience in helping brokers navigate disclosures and reviewed private securities transactions and compliance certifications.
Angela Oberle
Angela Oberle
Angela’s experience in financial services includes past positions with MetLife and Edward Jones, which focused on supporting retail investors. Just prior to joining Patrick Capital, Angela taught high school social studies for ten years. She earned her bachelor degrees in history and secondary education from Webster University and an MBA from Missouri Baptist University.
Nathan Matarazzi
Nathan Matarazzi
Nathan graduated from the University of Missouri Columbia with a B.S. in Finance. He also holds a Series 7, 63 and 28 licenses.
Mary Weber
Mary Weber
Mary obtained her bachelor’s degree in Business Administration, as well as her Master of Business Administration and Master of Science in Finance from Webster University. Upon graduating college, she moved to Little Rock, Arkansas and earned her law degree from the University of Arkansas at Little Rock’s William H. Bowen School of Law. After graduating from law school, Mary clerked for a law firm in Little Rock with a focus on complex tax issues and resolutions.
Patrick Capital
Distribution
Channel
In 2021, Patrick Capital Markets established a distribution group that is dedicated to providing sales support for offerings in which we serve as managing broker dealer, specializing in private offerings of alternative investments. The team has offices in St. Louis, New York, New Jersey and Raleigh.
Known as Patrick Capital/Distribution Channel (PC/DC), the team is led by industry veteran Warren Posner, the Head of Distribution, Dan Roebuck (Regional Sales Director) and Felix Vera (Internal Wholesaler). This team brings a unique depth to our firm in its capacity to distribute alternative product in the marketplace, which has included offerings in sectors such as real estate, banking, aviation, beverages and cryptocurrency.
Our firm is experienced in supporting sponsors from inception to closing, providing due diligence, investor processing, technology solutions, marketing and distribution. Since 2017, Patrick Capital Markets has assisted in capital raising for more than $1 billion through private offerings.
Warren Posner
Warren Posner
Daniel Roebuck
Daniel Roebuck
Felix Vera
Felix Vera
Strategic Partners
Alternative Wealth Management
Alternative Wealth Management provides access to tax advantaged programs that help mitigate tax exposure on the transition of capital such as real estate or other appreciated assets, as well as strategies that target a reduction of income tax liability. Many of our programs utilize government incentives for environmental and socially responsible investment.
Petra Capital Properties
Petra Capital Properties, LLC is a boutique real estate investment firm specializing in DST 1031 Exchanges using proprietary technology to collaboratively align investment goals with personalized diversified investment portfolios.
Cummings & Company, LLC
Cummings & Company, LLC provides investment banking and advisory services to regional and community banks and thrifts.
Piedmont Capital Distributors, LLC
Founded in 2008, Piedmont Capital Distributors is a national investment marketing firm specializing in ‘40 Act funds.
Saxony Partnerships
Saxony Securities, Inc (SSI)
An independent broker-dealer that is affiliated with Patrick Capital Markets. SSI partners with independent registered representatives that focus on retail-oriented brokerage business on a commission basis. Registered representatives of SSI have the ability utilize a full suite of investment products including equities, fixed income securities, mutual funds, ETFs, 529 plans, retirement plans, alternative investments, and insurance and annuity products. SSI custodies and clears through Pershing, a BNY Mellon Company, the industry’s largest provider of clearing and settlement solutions 1.
1 Investments News, 2020, based on number of broker-dealer clients
Saxony Capital Management, LLC (SCM)
An independent, SEC Registered Investment Advisor (RIA) that is affiliated with Patrick Capital Markets. SCM supports independent investment advisor representatives who manage their client’s assets on a fee-based basis. Advisors under SCM have the option of either managing their client’s investment portfolios on a discretionary basis and/or utilizing a sub-advisor for third party management of the client’s portfolio. SCM custodies and clears through Pershing and Charles Schwab.
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