Executing The Possibilities
We are execution experts, providing an experience that’s unrivaled in its flexibility and turnaround time – bringing a range of alternative investment opportunities to market.
What we do
What we bring to the table
For sponsors and registered representatives seeking a uniquely specialized broker-dealer, Patrick Capital Markets connects the right people, providing the backbone to close the offering.
Our size means we are flexible when working with investment sponsors and registered representatives to facilitate all types of products and business lines. Our experience, knowledge and service level as an organization allows us to be a true partner with our clients.
The Patrick Capital Markets
What We Can
Do For You
Managing Broker-Dealer Services
Pairing sponsors with other broker-dealers and financial representatives to raise the capital and perform the services necessary to bring alternative investment products to market.
Alternative Investment Representative Services
We support representatives who sell alternative products directly to investors.
Independent Wholesalers/Third-party Marketers
We support independent wholesalers and third-party marketing professionals who market their products to broker-dealers and RIAs.
We help licensed financial professionals structuring the sale of an offering. For example, mergers and acquisitions, where we structure the buyout.
Who We Serve
On the MBD side, our strength is that we have solid experience that allows us to see the deal process three dimensionally and not linearly. Hence, we question and anticipate challenges before they occur and guide sponsor-clients to avoid delays or pitfalls.
On the rep side, we support independence but are vigilant about regulatory requirements and the potential impact.
We help representatives who seek independence in their practice and who sell alternative products directly to individual and institutional investors. Your priority is our priority. We have a deep bench of knowledgeable staff who provide support that is tailored to your practice; we honor the entrepreneurial spirit of our independent reps and we recognize that that they are experts in the sophisticated space they serve.
We are compliance forward, staying current on regulations related challenges, and we are adept at applying and interpreting regulatory guidance to ensure compliance within your unique business model. We strive to offer a competitive payout and exceptional independence to our reps. We have a disciplined product approval process; our diligence process is thorough, and our team is agile so we can accommodate important timelines.
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