Get In Touch
To get more information about Patrick Capital Markets’ services, contact us feel free to call us at (314) 528-3000.

“Teamwork is the ability to work together toward a common vision. The ability to direct individual accomplishments toward organizational objectives. It is the fuel that allows common people to attain uncommon results.”

— Andrew Carnegie, Scottish-American industrialist and philanthropist

Much of we do at Patrick Capital Markets is different than what you’ll find at a typical broker-dealer. Our people are different. We’re a strong team with impressive and diverse backgrounds who tackles capital projects from all angles. Our firm is “right-sized.” We are large enough to optimally service clients but small enough to adjust on the fly. Unlike many other broker-dealers, we are willing to consider deals that range in size and scope, and we are adept at meeting tight timeframes. 

Our projects are born from our passion to ensure that the signature of Patrick Capital Markets is excellence. That means our diligence is thorough, our investor experience is designed thoughtfully and we drive to closing with efficiency.

Patrick Capital Markets’ skilled team is at-the-ready, prepared to navigate the deal process and bring alternative investment products to market. Because we are highly specialized with decades of experience, we see a transaction three-dimensionally – tackling multiple steps in the process at once. For our sponsor-clients, that means the ability to anticipate challenges before they occur. For our reps, it ensures flexibility and speed.

In the end, the team at Patrick Capital Markets makes a range of deals a reality by living up to its tagline every day – Executing the possibilities.

Jarad Mitchell

President

Jarad Mitchell

As President for Patrick Capital Markets, Jarad Mitchell is responsible for leading the growth and development of the firm. He has a diverse financial background, a strong passion for the capital markets, and works closely with sponsors and other managing dealers of alternative investments. Jarad has more than 20 years of financial services experience, including broker-dealer operations, client services, relationship management, with a focus on complex securities, including options and alternative investments. His background in expanding client service models, growing market share, and enhancing technology platforms, gives unique perspective to his current role at the firm. Jarad earned a BS in Finance from Southern Illinois University and holds Series 7, 24, 63 & 65 licenses.

Kurt Palos

Vice President of Business Development

Kurt Palos

Kurt Palos has spent the past 14 years helping financial professionals determine whether Patrick Capital Markets is the right broker-dealer partner for their businesses. Known for his consultative approach, Kurt guides representatives through every stage of the recruitment and transition process. Throughout his career, he has helped more than 100 independent financial professionals find a home within Patrick Capital Markets and its affiliated broker-dealer and registered investment adviser network under Saxony. Kurt earned a Bachelor of Science in Marketing Management from Southeast Missouri State University and holds the FINRA Series 7, 24, & 66 licenses.

Mike Webster

Chief Compliance Officer

Mike Webster

Mike Webster joined Patrick Capital Markets in November 2023 and currently oversees all compliance related activities for the firm and its registered representatives. He also oversees the operational and compliance aspects of the firm regarding sponsors’ investors, ensuring the firm, its representatives and clients all stay within the required regulatory framework. Mike came from Edward Jones where he served as Field Supervision Director coordinating training for asset surveillance and electronic communication supervision. He also has experience with TD Ameritrade serving as an escalation supervisor and branch resource contact. Prior to work in the financial industry, Mike coordinated student housing programs at Southern Methodist University and Webster University. Mike holds Series 7, 9, 10, 24, 63 and 65 licenses and earned a B.S. in Political Science and Public Administration from the University of Wisconsin – La Crosse and an M.S.E. in Higher Education Administration from the University of Kansas

Jonathan Ewanio

Compliance Associate

Jonathan Ewanio

Jonathan joined Patrick Capital Markets with a career in financial services since 2012, including seven years with our affiliated broker dealer and registered investment advisor, Saxony Securities. As a compliance officer Jonathan promotes operational efficiency with a high standard of client service, equally balanced with a diligent focus on regulatory compliance. As an educator and trainer by trade, Jonathan brings a creative and energetic style to both work and learning environments. He graduated from University of Tampa with a B.S. in Psychology, and from University of St. Louis Missouri with a B.A. in Secondary Social Science. Jonathan transitioned from the classroom to financial services working at Edward Jones, Scottrade, Saxony and MBM Wealth Advisors, gaining experience with training and development, operations, field supervision, and compliance. He holds Series 4, 7, 63 & 24 licenses.

Richard A. Willson

Chief Technology Officer

Richard A. Willson

As Chief Technology Officer for Patrick Capital Markets, Richard Willson oversees all facets of our information technology and regulatory controls related to implementation, maintenance, data protection, future planning and new technology adoption. He and his team are an integral part of making our deal execution second-to-none by ensuring that our technology supports the varied needs of our representatives, sponsors and investors. Richard has over 30 years’ experience in the Information Technology field on all levels of planning, implementation and end-user support; he has served as Vice President, President and Owner of several information technology consulting groups that specialize in process-planning and infrastructure support for small to medium sized businesses. Richard earned a B.S. degree in Management of Information Systems from Maryville University in St. Louis, Missouri.

Ryan Klump

CEO

Ryan Klump

Ryan Klump serves as CEO of Patrick Capital Markets, LLC and President of its affiliated firms, Saxony Securities, Inc. and Saxony Capital Management, LLC. Ryan has more than 20 years of experience in the financial services industry and has held several leadership roles across the firms during his career. Ryan previously served as Chief Compliance Officer of Patrick Capital Markets from 2011 to 2015 and as Chief Operating Officer from 2015 to 2021. He remained involved with the firm and its leadership in the years that followed and returned to an active role with Patrick Capital Markets in late 2025 as part of the firm’s leadership transition. Throughout his career, Ryan has been involved in executive management, operations, compliance, and regulatory oversight of broker-dealer and investment advisory businesses. His experience includes private placements, alternative investments, investment banking, managing broker-dealer activities, and the development and implementation of supervisory and compliance programs. Ryan earned a B.S.B.A. in Business Management from Southeast Missouri State University and holds Series 4, 7, 24, 63, 66, 79, 82 & 99 securities registrations.

Jason Perry

Due Diligence Officer

Jason Perry

Jason started his financial services career with Edward Jones in 2007, initially in Cash Operations. His dedication, and attention to process and detail soon found him a role as a Trade Review Specialist in Trade Operations. Jason’s drive for performance and development then allowed him to become the 529 Program Risk Manager, as well as lead multiple teams in Mutual Fund Operations. For the prior two years, Jason partnered with Patrick Capital Markets on several projects and compliance initiatives before joining the team full-time. Jason graduated with a B.A. in International Business from Bradley University in Peoria, IL, and currently holds Series 7, 24, 53 & 63 licenses.

Angela Oberle

Due Diligence Associate

Angela Oberle

Angela Oberle is part of our diligence team; she manages communication between our selling dealers with their registered representatives and between the diligence team with our sponsors. Additionally, she facilitates the subscriber-intake process to ensure efficient and accurate record-keeping on our trade blotter, along with supporting our compliance and marketing efforts. Angela’s experience in financial services includes past positions with MetLife and Edward Jones, which focused on supporting retail investors. Just prior to joining Patrick Capital, Angela taught high school social studies for ten years. She earned her bachelor’s degrees in history and secondary education from Webster University with an MBA from Missouri Baptist University.

Nathan Matarazzi

Accounting Manager

Nathan Matarazzi

Nathan Matarazzi has been with Patrick Capital Markets since its inception and has over 17 years of industry experience spanning operations, trading and accounting. He is the primary contact for registered representatives regarding commission payments, while also managing the timely issuance of payments to all our selling dealer partners. Nathan graduated from the University of Missouri Columbia with a B.S. in Finance. He also holds Series 7, 63 & 28 licenses.

Nick Romay

Registrations Associate

Nick Romay

In the summer of 2024, Nick joined Patrick Capital Markets as a Registrations Associate where he coordinates registration, licensing, onboarding, and offboarding for the firm’s registered representatives. He oversees annual state licensing and regulatory renewals on behalf of the firm’s registered representatives; Nick is a point of contact with FINRA for the firm’s registered representative’s regulatory requirements, regarding registration-related correspondence and compliance. Following graduation with a B.S. in Business Administration and an M.S. in Finance from the University of Missouri – Columbia, Nick spend six months preparing personal tax returns and spent a summer landscaping and renovating homes. Nick currently holds Series 7, 24, 63 & 65.

Max Woelfel

Registrations Associate

Max Woelfel

Max joined Patrick Capital Markets registration team in the summer of 2025 where he focuses on onboarding newly hired registered representatives, assisting representative transitions, and managing all aspects of U4 filings, including updates, amendments, and ongoing maintenance. He ensures timely and accurate registration processing by serving as a point of contact for representatives throughout the onboarding process. Max enjoys collaborating with both peers and leaders, he steps up to each new challenge and brings supportive energy that helps keep projects running smoothly. Max graduated from Illinois State University with a B.S. in Finance and a minor in general economics, he is currently preparing for the Series 7 securities license.

In 2021, Patrick Capital Markets established a distribution group that is dedicated to providing sales support for offerings in which we serve as managing broker dealer, specializing in private offerings of alternative investments. The team has offices in St. Louis, New York, New Jersey and Raleigh.  

Known as Patrick Capital/Distribution Channel (PC/DC), the team is led by industry veteran Warren Posner, the Head of Distribution, Dan Roebuck (Regional Sales Director) and Felix Vera (Internal Wholesaler). This team brings a unique depth to our firm in its capacity to distribute alternative product in the marketplace, which has included offerings in sectors such as real estate, banking, aviation, beverages and cryptocurrency.   

Our firm is experienced in supporting sponsors from inception to closing, providing due diligence, investor processing, technology solutions, marketing and distribution. Since 2017, Patrick Capital Markets has assisted in capital raising for more than $1 billion through private offerings.

Warren Posner

Head of Distribution

Warren Posner

Warren Posner is the National Sales Director for Patrick Capital/Distribution Channel, the distribution arm of our broker-dealer, Patrick Capital Markets. Warren is responsible for leading the sales and national accounts effort to expand the scope of distribution for sponsors that partner with Patrick Capital Management for its managing broker-dealer services. He has more than 30 years of broad experience in the financial services industry, holding positions in sales, product management and relationship management. Prior to joining Patrick Capital Markets, Warren served as the Director of National Accounts for Nelson Partners, and has previous industry experience with LPL Financial, Morgan Stanley, Bank of America, and Prudential Investments. Warren attended Washington University in St. Louis and New York University and holds FINRA Series 7, 24 and 63 licenses.

Alternative Wealth Management

Alternative Wealth Management provides access to tax advantaged programs that help mitigate tax exposure on the transition of capital such as real estate or other appreciated assets, as well as strategies that target a reduction of income tax liability. Many of our programs utilize government incentives for environmental and socially responsible investment.

www.alternativewm.com

TruStar Advisors, LLC

Established in 2024 and based in the Midwest, TruStar Advisors, LLC specialize in providing investment banking services to community banks and specialty finance companies who seek M&A Representation, Fairness Opinions and Strategic Valuations, Private Placements, and other Advisory Services.

www.trustaradvisors.com

 

Cummings & Company, LLC

Cummings & Company, LLC provides investment banking and advisory services to regional and community banks and thrifts.

www.cummingsbanks.com

Piedmont Capital Distributors, LLC

Founded in 2008, Piedmont Capital Distributors is a national investment marketing firm specializing in ‘40 Act funds.

www.piedmontcapitaldistributors.com